CHAPTER THREE. DREAMS OF THE CRITICAL PHILOSOPHY

This chapter is divided into five sections. In section 3.1, I set my interpretation of Kant's strange book about the Swedish mystic Emmanuel Swedenborg, Dreams of a Spirit-Seer (1766), against other interpretations in the secondary literature. In contrast to Hans Vaihinger and Stephen Palmquist, I do not see Kant as Swenenborg's disciple. In contrast to Ernst Cassirer and Kuno Fischer, I do not take this text to be a deeply Humean work. Likewise, against the interpretations of Susan Shell and Robert Butts, I do not agree that this work was the result of Kant's enthusiasms with Rousseau or with Leibniz. Nor do I follow the trend of recent interpreters, including Alison Laywine and especially Palmquist, who see this work as the product of Kantian "critical" insights. Finally, I also disagree with those, including Herman de Vleechauwer and Lewis White Beck, who see Dreams of a Spirit-Seer as a mere continuation of Kant's earlier pre-critical metaphysics.

I argue that the philosophical significance of Dreams of a Spirit-Seer centered on Kant's criticisms of his own earlier understanding of mind/body interaction. This text was not chiefly about Swedenborg, whom I argue was merely a convenient foil for Kant to use to speculate about the grave problems that he recognized had undermined his earliest solution to the mind/body problem. In section 3.2, I discuss Kant's pessimistic appraisal of the prospects for justifying claims about the real possibility of immaterial substances. In section 3.3, I discuss his related skepticism about attaining a philosophical understanding of the forces of immaterial and material substances. Although we can recognize the forces of matter, Kant argued, we cannot understand their nature or origin. The case was even more bleak for spiritual forces, Kant argued, for there is a sense in which they are unthinkable for us and that we cannot even recognize them.

In section 3.4, I discuss the implications of this for Kant's understanding of mind/body interaction. Kant concluded in 1766 that this was an unfathomable mystery and that reason was incapable of understanding how souls could participate in a community of reciprocal action with material things. He admitted that he had no understanding of the real possibility of this interaction, and he despaired of making any progress in an area that he now considered part of the "unthinkable."

 

 

3.1 Interpreting Dreams

In this section, I begin to discuss Kant's responses in Dreams of a Spirit-Seer to the inconsistency in his account of mind/body interaction. I argue that, by the time he published this work in 1766, Kant recognized that a key doctrine of his rational psychology, that at the same time one's soul occupies the same volume of space as one's body, was inconsistent with his account of immaterial substance's spheres of activity. Kant's complex responses to this were mirrored in the complex rhetorical structure of Dreams of a Spirit-Seer.

In sections 3.1.2 through 3.1.6, I contrast my interpretation of this text to a variety of interpretations that have been offered in the secondary literature. In sections 3.1.7 and 3.1.8, I introduce three questions that I answer in the rest of this chapter. First, what is the role in metaphysics—if any—of the notion of an immaterial spirit? Second, what did Kant now maintain about the real possibility of spirits acting in our world? Third, what methodological conclusions did these questions prompt Kant to form about the status and future of metaphysics?
 

3.1.1 Kant's most poetical work

 When  he wrote Dreams of a Spirit-Seer, Elucidated by Dreams of Metaphysics (1766), Kant had devoted great effort to his metaphysical system of physical influx. How dispiriting, then, that the fruit of this labor had seemed to vanish: Kant's rational psychology was inconsistent, for his claim that our souls occupy the same space as our bodies contradicted his account of immaterial substances' spheres of activity. Commentators agree that Kant's philosophical focus changed in the mid-1760s. Irving Polonoff found that Kant began a "search for a scientific method of doing philosophy" which led him to "perplexities, doubts, and self-criticism" about the proper method of metaphysics. Alison Laywine concludes that "Kant cannot hope to explain whether or how bodies and souls act on one another" without directing his attention to a study of "the principles governing sensibility and pure understanding". Laywine discerns a precursor to the Transcendental Deduction; she argues that Kant's goal becomes showing "what kind of thing the concepts of the understanding apply to, and under what conditions."

The inconsistency in Kant's early account of physical influx did propel him towards the critical philosophy, but this claim must be qualified. Kant did not develop anything approaching a fully critical methodology. Laywine exaggerates the parallels with the Transcendental Deduction: if there were similarities, the extent to which Kant's project in the mid-1760s was not critical was even more striking. However, although Dreams of a Spirit-Seer was by no means a critical work of transcendental idealism, it nonetheless prepared the way for critical philosophy by articulating in a specific way the need for an investigation of the limits of metaphysics. In part, this work was a mocking denunciation of Swedenborg's Arcana coelestia (1749-56). However, Kant's intense rhetorical flourishes have diverted attention from the way in which the Dreams of a Spirit-Seer critiqued Kant's own earlier views.

In this chapter, I demonstrate that, when he wrote Dreams of a Spirit-Seer, Kant was well aware that his ambitious attempt to provide a metaphysical account of mind/body interaction had failed. To explain the interaction of bodies and souls in this work, he was forced to appeal to unknown spiritual forces that he could not explain.

The philosophical significance of Dreams of a Spirit-Seer was concentrated in three themes: understanding what role, if any, the notion of spirit has in metaphysics, understanding how spirits could act in this world, and preliminary reflections on the status and future of metaphysics. Two textual difficulties make understanding Kant's views difficult. Kant sometimes developed a position in detail only later to ridicule it or dismiss it out of hand. Unfortunately, the obverse was also true: Kant soberly employed principles and arguments that he had previously dismissed.

The rhetorical complexities and multiple ambiguities of this most poetical of Kant's texts veiled Kant's response. The task of the present section is to contrast my interpretation of Dreams of a Spirit-Seer to interpretations prominent in the secondary literature.
 

3.1.2 Vaihinger and Palmquist: Kant the Swedenborgian

Hans Vaihinger maintained that Swedenborg exercised a decisive influence over Kant. He argued that Kant adopted many of Swedenborg's doctrines as his own, but he added ironies and ambiguities to draw attention away from this debt. Among modern commentators, Stephen Palmquist argues that Swedenborg is the source of the "critical method" that Kant employed in the 1780s. These critics correctly point out that some Swedenborgian doctrines are strikingly "Kantian," but their interpretation is skewed one hundred eighty degrees. It is not that reading Swedenborg provided Kant with new insight, but that Kant read into Swedenborg his own long-established concerns and themes. In this chapter, I argue that the correct view is that Swedenborg was merely a convenient foil for Kant.
 

3.1.3 Cassirer and Fischer: Kant as Humean Skeptic

Ernst Cassirer and Kuno Fischer argued that Dreams of a Spirit-Seer was a deeply Humean work. On their view, Kant used Swedenborg as a vicious caricature of traditional metaphysical arguments about the supersensible. When it is compared to Vaihinger's and Palmquist's reading, which sees deception in Kant's refusal to acknowledge Swedenborg's alleged influence, this interpretation has the advantage of upholding Kant's integrity. However, Cassirer's and Fisher's reading overlooked the many passages where Kant makes positive metaphysical claims and misstated the nature of Kant's skepticism, which, as I demonstrate in section 3.2 below, was not Humean. On Cassirer and Fischer's reading, Dreams of a Spirit-Seer was the minor product of a short-lived empiricist enthusiasm. This is incorrect: Kant never forsook the goal of developing a positive metaphysics, and his earliest skepticism was neither short-lived nor Humean.
 

3.1.4 de Vleeschauwer and Beck: A proto-critical Kant

Within the ironical complexities of Dreams of a Spirit-Seer, there lurked a unified philosophical project that both critiqued dogmatic metaphysics and struggled to develop a new metaphysical method. My own reading is closest to Herman de Vleeschauwer's and Lewis White Beck's, both of whom argued that Kant began to adopt a critical and not just a skeptical attitude towards metaphysics. However, de Vleeschauwer and Beck understood Dreams of a Spirit-Seer as a continuation of Kant's earlier metaphysics. They neglected the depth of Kant's criticism of his own earlier doctrines and methods. In this chapter, I argue that one of the chief targets of Kant's critical gaze was his own earlier work. Indeed, it is precisely by criticizing his own earlier metaphysics that Kant was led to ask questions that were crucial for the development of the critical system of philosophy of the 1780s.
 

3.1.5 Shell and Butts: the decisive influence of Rousseau or of Leibniz

Susan Meld Shell also emphasizes the extent to which Kant's target was not just rationalistic metaphysics in general, but was also his own earlier doctrines in particular. She concludes that Kant was so dazzled by the influence of Rousseau's Emile that he wrote Dreams of a Spirit-Seer to "definitively explode [his] old approach:"

Although I disagree with two of Shell's central claims, namely that Rousseau's influence was decisive and that Kant never explained his earliest model of mind/body interaction, I agree that Kant criticized his earlier solution to the mind/body problem.

In his Kant and the Double Government Methodology, Robert Butts also maintained that Dreams of a Spirit-Seer put Kant on the path to the critical philosophy. Like Fischer, Butts saw deeply Humean themes in this work, but like de Vleeschauwer and Cassirer he recognized Kant's enduring interest in developing a traditional system of metaphysics. Butts attributed the work's complex structure to Kant's commitment to Leibnizian double government methodology. Although I disagree, Butts's interpretation shone useful light on Kant's early philosophy of mind.
 

3.1.6 Laywine: Deep reflections on cognitive faculties

Alison Laywine's eclectic approach aims to satisfy two criteria for giving an adequate reading of Dreams of a Spirit Seer: "to explain why Kant associates the questions of spirits and spirit-seeing with the status and future of metaphysics" and "to clarify the rhetorical ambiguities of the work." The account I give below follows Laywine in "read[ing] Dreams of a Spirit-Seer in light of Kant's earlier work in metaphysics." Like Palmquist and Shell, Laywine believes that there are significant connections between Kant's criticisms of earlier metaphysics and the development of the critical philosophy. However, I disagree with Laywine's central conclusion that Kant came to reflect on our cognitive faculties in a way that led him to the critical doctrine that "sensibility and understanding are radically different faculties of knowledge governed by different principles." Although this doctrine may be present in nascent form, Laywine understates both the rationalistic dogmatism and the unsophisticated empiricism of Kant's philosophy in the 1760s. Although her interpretation is much more nuanced and balanced than Palmquist's, she too is overly eager to read critical views into Kant's pre-critical texts.
 

3.1.7 My approach to interpreting the text

If, against Palmquist and Laywine, Kant's doctrines in the mid-1760s were not yet critical, what exactly was the significance of Dreams of a Spirit-Seer for the development of the critical philosophy? If, against Palmquist and Vaihinger, Swedenborg was not the source of Kant's new ideas, why did Kant write a book about the Swedish mystic? If, against Cassirer and Fischer, Kant's newly skeptical approach to metaphysics was not attributable to Hume's influence, how is Kant's skepticism to be understood? My reading centers on Swedenborg's usefulness to Kant as a philosophical stand-in. Writing about Swedenborg allowed Kant to explore speculative solutions to problems that threatened the foundations of Kant's own system of physical influx. Kant explored coincidental correspondences between Swedenborg's mysticism and Kant's own doctrines, coincidences that made Swedenborg a valuable foil for these speculations. That Kant did not make this explicit frustrates contemporary reader, but this is understandable given, first, how provisional Kant's answers were to the deep problems in his own work, and, second, how reticent Kant was to admit these problems to others.

The first coincidence was that, like the early Kant, Swedenborg maintained that all spiritual substances are present in space. Second, Swedenborg had no account of the manner in which spiritual substances are in space, and he consequently could not explain how they act in our world. Kant held that metaphysics and mysticism are both vulnerable to an illusion in which "a true spiritual influence" is wrongly thought to "assume the semblance of sensations" (2:340). Kant's speculations on the source of Swedenborg's error allowed him to reflect deeply on what he surely recognized as his own earlier errors.
 

3.1.8 A daunting construction

The structure of Dreams of a Spirit-Seer was interestingly complex. The book consisted of seven chapters arranged in two parts: the first four chapters comprised a theoretical or dogmatic section, the final three a practical or historical section. The dogmatic section of Dreams of a Spirit-Seer had an antinomical structure. The first chapter discussed the notion of spirits as "a tangled metaphysical knot." Kant concluded that this knot "can be either untied or cut as one pleases" (2:319). On the one hand, the knot can be untied through positive philosophical arguments which "reveal our community with the spirit-world" (2:329). It was the task of the second chapter to present these arguments. Interestingly, and on the other hand, Kant argued that many or perhaps all of the alleged problems about spirit-beings were pseudo-problems that presupposed an incoherent notion of spiritual community. Cutting the knot in this manner was the task of the third chapter, which was meant to "to cancel community with the spirit world" (2:342). On the surface at least, Kant endorsed both solutions and thus led the reader into an antinomy.

 

 

3.2 The real possibility of spirit-beings

In this section, I discuss Kant's dour reflections in Dreams of a Spirit-Seer on the inability of reason to understand the real possibility of spirits and other immaterial substances. After discussing Kant's defense of the logical possibility of spirit-beings in sections 3.2.1 and 3.2.2, in sections 3.2.3 and 3.2.4 I analyze Kant's important thought experiment about souls' spatial locations. Kant here defended the thesis that the immaterial substances in our world cannot be impenetrable, and yet he admitted explicitly that he had no understanding of how substances could exist and act in our world without exerting attractive and repulsive forces. Among his significant conclusions was a skepticism about two things that in Living Forces he had claimed to have knowledge about, substances' inner states and the ability of philosophy to acquire insight into the real possibility of spirits or other immaterial substances.
 

3.2.1 Logical possibility is not enough

In the Preamble to Dreams of a Spirit-Seer, Kant noted that although "the realm of shades is the paradise of fantastical visionaries," philosophers and theologians have made many claims about spirits (2:317). He remarked caustically that religious authorities claim "exploitation-rights to that spirit-realm:"

Kant denounced the "old wives' tales and monastery miracles" whose authority was so great that making claims about spirits "has become a practice so venerable that it no longer needs to subject itself to the humiliation of cross-examination" (2:317). Fantastic claims have insinuated themselves "even into scholarly theories," a practice that has led philosophers to "the utmost imaginable foolishness" (2:317). Surprisingly, however, as he began his examination of the "metaphysical knot" surrounding the notion of spirits (2:319), Kant first defended the possibility of there existing shades and spirits as the "fantastical visionaries" like Swedenborg alleged.

Kant's position appears inconsistent: after defending spirits' possibility, he concluded that they are unthinkable. Untying this interpretative knot requires distinguishing between two senses of possibility, namely logical possibility and a narrower notion of real possibility. Spirits would be logically possible just in case the notion of a spirit is not logically contradictory. Merely showing this, however, does nothing to demonstrate "real possibility" or to display the "real grounds" that would explain how it is possible for spirits to exist in our world. Kant defended the logical possibility of spirits but was skeptical about coming to any definitive conclusion about their real possibility.

On the surface, the first chapter of Dreams of a Spirit-Seer began with a question different from any of these: Kant complained that "I do not even known what the word 'spirit' means" (2:320) and then worked to define the term. However, this project was intimately connected with a discussion of logical possibility. A self-contradictory definition would have been unsatisfactory to Kant as an account of the meaning of 'spirit'. Conversely, a satisfactory definition of 'spirit' would show that the notion was logically possible in the sense that it is not self-contradictory.

Thus an attempt to clarify the meaning of 'spirit' led Kant to conclude that spirits are possible in the logical sense. He argued, however, that this result was inadequate for reaching substantive philosophical conclusions about spirits: merely logical possibility is not enough to put any limit on the endlessly unstable opinions about spirits. What philosophy should seek, rather, is insight into whether spirits can exist in our world, which is to say insight into the real possibility or impossibility of spirit beings. As Kant announced in the Introduction to the Inquiry of 1763, he hoped to produce a methodology that will do for metaphysics what Newton's methods did for the study of natural science:

Establishing logical possibility would do nothing to end the "instability of opinions". In the next paragraphs of Dreams of a Spirit Seer, Kant discussed how insight into real possibility might constitute the foundation of a well-ordered body of metaphysical knowledge. Knowledge of real possibility, he concluded, would both put an end to pointless academic controversies and end reckless speculation by Swedenborg and other mystical enthusiasts, for it would prevent wild speculation based on claims whose only basis was merely logical possibility.
 

3.2.2 A fire in Stockholm

After his preliminary inquiry into what 'spirit' meant, Kant began his discussion of real possibility by cautioning against dogmatic assertions of spirits' real impossibility. He concluded in the Preamble that "[t]o believe none of the many things which are recounted with some semblance of truth, and to do so without any reason, is as much a foolish prejudice as to believe anything which is spread by popular rumor" (2:318). Kant considered Swedenborg's alleged communion with spirits to be among the most plausible of the ghost stories. In a famous letter from 1763, Kant cited Swedenborg's knowledge from afar of the progress of a fire in Stockholm and noted that this was well-documented by reliable witnesses.

Swedenborg had gained prominence as a diplomat and official in the Swedish Board of Mines; he was a man of some stature. Here is Kant's summary of the fire episode:

The next day, Swedenborg was interviewed by the Governor of Gotenborg and he provided an accurate account of the course of the fire in Stockholm. Swedenborg's claims that spirits kept him apprised of the fire were among those that appeared to Kant to have had some "semblance of truth." Thus when Kant wrote a work to denounce Swedenborg's fantastic visions, he was not simply tearing down a madman whose visionary claims strained all credulity. On the contrary, Kant's philosophical project was to provide reasons to doubt the sort of visions which, in private, he admitted were perfectly credible.
 

3.2.3 The location of souls revisited

Kant's interest in the Stockholm fire incident was connected to his quest to understand how immaterial substances can exist in the world. After affirming the logical possibility of disembodied 'spirit-beings', among which might be included the angels with whom Swedenborg claimed to converse, Kant began his investigation of real possibility. Inevitably, Kant turned to the question of how souls could be present in space. He did this for two reasons. First, as I have shown, he was aware of the contradiction in his metaphysical system, namely that spirits that were present in space through repulsion could not penetrate bodies. Second, and more generally, Kant sought out a criterion for distinguishing matter from spirit and concluded that the only criterion was that matter but not spirit possessed impenetrability.

As it was in the Physical Monadology and the Inquiry of 1763, Kant's paramount concern in the first pages of Dreams of a Spirit-Seer was with whether spiritual substances can be present in space without being impenetrable. Kant raised this problem with a thought experiment:

In the first part of his thought experiment, Kant asked his reader to imagine a volume of space filled with material objects, each of which resists penetration by the other. Kant noted that such objects "would obviously be called material, for [they] are extended, impenetrable and, like everything corporeal, capable of division and subject to the laws of impact" (2:320). By contrast, spirits are not "like everything corporeal:" they are not impenetrable, extended, or divisible. What was new here was Kant's unequivocal claim that spiritual substances cannot be impenetrable; despite his protestations that "no one would call the being that existed in space in this fashion a spirit-being," I showed in section 2.4 above that this is the most plausible interpretation of Kant's own earlier position.

Kant only implicitly directed this thought experiment against his own earlier views; his explicit target was unnamed "modern philosophers" who affirmed the Leibnizian definition that "a spirit is a being endowed with reason" (2:319). This definition, Kant complained, is too vague to help us understand what spirits really are, for example whether and how they exist in space. It was no coincidence that Kant's thought experiment raised precisely the quandary that he had confronted in his own metaphysics: how to explain souls' presence in space without attributing impenetrability to them. The difficulty, as I argued in section 2.4 above, was that Kant could not consistently hold that souls are subject to physical laws of motion such as "the laws governing impact" and prove that souls do not have the same material natures as physical monads, the simple constituents of material bodies.

As his thought experiment continued, Kant imagined a number of spirits being added into the volume of space filled with material substances:

If a spiritual substance displaced a material substance, then spirits, like matter, would be impenetrable. If, however, spirits penetrated matter, then adding a spiritual substance would not require the removal of any of the matter already filling the space. Kant argued that the first option was untenable, for attributing impenetrability to spirits would collapse the distinction between material and immaterial substance. He argued:

Just as simple physical monads combine to form a material object, so too would a "cluster" of impenetrable spirits. Such souls would be "externally…indistinguishable from the elements of matter" (2:321). Kant found this possibility absurd, without noting that he had earlier argued that all substances in our world possess attractive and repulsive forces.
 

3.2.4 A newfound skepticism

Kant's thought experiment took an unexpected—and significant—turn. After writing about properties that might be termed external properties because they pertain to a substance's relations with things outside it, Kant professed a skepticism about our knowledge of substances' inner states: "as for what may belong to [substances'] inner states—of that one has no knowledge whatever" (2:321). This skepticism clinched Kant's argument that spirits cannot be impenetrable. He argued:

As I demonstrated in section 2.4 above, in the 1750s Kant was committed to the existence of spiritual substances that were present in space but that penetrated matter. In the Dreams of a Spirit-Seer, in the guise of attacks on mystics and visionaries, Kant argued that this account of spiritual substance was the only tenable answer.

After concluding that genuine spirits would have to be penetrable, Kant closed his thought experiment with this remark:

In order to draw a distinction between matter and spirit, if spirits are in space at all they cannot occupy space through impenetrability. If this were not so, then spirits would be physical monads. Once again Kant's "Swedenborgian" task of explaining the meaning of 'spirit' led to Kant's own central metaphysical project, namely providing an account of how penetrable souls can be present in space. Kant's skeptical challenge to Swedenborg was thus a challenge to himself as well: if he could not explain how souls are present in space without possessing a repulsive force and thus impenetrability, then Kant's notion of soul would be equally empty of all sense.

In a footnote, Kant pointed out the connections between his thought experiment and theories of physical influx. He noted that his argument applies only to "spirits which belong to the universe as constituents of it" and therefore not to God, who, as "the Infinite Spirit who is Creator and Sustainer," is not present in our world in this manner (2:321). That the thought experiment applies to our souls, he argued, brings up precisely the problem that I have shown endangered Kant's own account of physical influx:

Human beings, according to Kant, are body-soul composites, consisting of two types of substance occupying exactly the same space at the same time. This is possible only if the spiritual substance of the soul can penetrate our bodies completely. Unfortunately, as I argued in section 2.4 above, according to Kant's theory of physical influx, this would make it impossible for souls and bodies to interact. The conclusion is plain: the metaphysical system that Kant developed in the 1750s was inconsistent.

Kant concluded that the common notion of spirit can be given a philosophical definition: it is an immaterial being that does not possess a repulsive force. He had answered his earlier complaint that "I do not even know what the word 'spirit' means" (2:320). Although his notion of an immaterial being which does not possess a repulsive force could be used to support his doctrine that the soul penetrates the body, Kant was unwilling to assert that souls are spirits. He wrote:

Kant remained unsure whether souls are material simple substances (physical monads), or immaterial simple substances (spirit-beings). His proof of the possibility of spirits offered no assistance: Kant had given a logically consistent definition of the concept of spirits, but had not yet shown that any of these beings either do or could exist in our world.

One might expect the ambitious author of Living Forces and New Elucidation to have quickly dispatched these questions. The newly skeptical author of Dreams of a Spirit-Seer, however, doubted that philosophy could find satisfactory answers to them. Kant argued that there was an important sense in which spirits are unthinkable and thus cannot be the objects of philosophical knowledge. In the next section, I examine Kant's skepticism. I am particularly concerned with showing how, despite superficial similarities, Kant's skepticism was different from a Humean skepticism of which Kant may have had knowledge in the mid-1760s. I also explore the significance of his skepticism for the development of critical themes.

 

 

3.3 The unthinkability of spirit-beings

In this section, I investigate Kant's skepticism about the power of philosophy to understand the real possibility of either immaterial substances or of mind/body interaction. In sections 3.3.1 through 3.3.3, I focus on Kant's discussion of fundamental forces, and I discuss Kant's conclusions about reason's inability to understand the fundamental forces of matter and of souls. Kant held that experience allows us to identify the primary forces of matter—attraction and repulsion—but that reason cannot understand the ultimate ground, nature, or real possibility of these forces. In section 3.3.4, I demonstrate that his conclusions about the fundamental forces of souls and other immaterial substance were even more pessimistic. Kant maintained not only that we can have no deep understanding of these forces, but also that we have no direct experience of them and thus, in contrast to the case of matter's forces, we cannot even identify souls' forces. This led him to conclude that there is a sense in which souls are "unthinkable" by us, although he was adamant that this unthinkability did not entail that souls and other spirit-beings were impossible.

I criticize Kant's arguments about this unthinkability thesis for relying on an unsophisticated empiricism, which I believe lay beneath his emphatic discussion of the distinction between things that can and that cannot present themselves to our senses. This, in addition to fragments of dogmatic rationalism that remained in the text, explains why it is wrong to view Dreams of a Spirit-Seer as a fully critical or even a pseudo-critical work. Kant had not yet realized that transcendental argumentation was sufficiently powerful to create a useful contrast between the transcendental and the merely empirical limits of possible experience.
 

3.3.1 We have no understanding of primary forces

Kant believed that we have experiential knowledge of things that we are unable to understand philosophically. We experience causal powers and fundamental forces, but we are incapable of understanding their possibility, their grounds, or why we are presented with these particular powers and forces instead of others. This skepticism was not total: in contrast to Hume, Kant did not maintain that we have no reason to employ concepts like 'causal power' or that we do not experience causal connection. Understanding Kant's skepticism is the main task of this section.

Kant applied the distinction between experiential knowledge and philosophical understanding to the actions of immaterial substances, to our "moral feeling," and to "primary forces" including attraction and repulsion. In each case, Kant affirmed our experience that something exists, but he denied that we possess a deeper philosophical understanding of it. To understand this, it will be useful to quote some passages representative of Kant's skeptical attitude. In some passages, Kant was explicitly skeptical about reaching a philosophical understanding:

In other passages Kant noted that we do not have a philosophical understanding, although he did not explicitly say that one is beyond our reach. In no case did he assert that our lack of a deeper understand called into doubt our putative experiential knowledge. For example, after noting that we have no deep understanding of the causes of our "moral feeling," Kant did not complain that we have no right to use this concept:

Kant also adopted this attitude towards fundamental forces. As early as Living Forces, Kant had criticized Newton and other "mathematical philosophers" for their silence on metaphysical issues. In Dreams of a Spirit-Seer, however, Kant praised Newton's modesty. In the passage about moral feeling, Kant made this comparison with Newton:

Kant believed that we will never have a deep understanding of fundamental forces:

He concluded that this force "will, in respect of its possibility…remain incomprehensible, even though its actuality presents itself to the senses" (2:323).

Kant was also skeptical about understanding the mind/body connection. After lamenting "how mysterious is the community which exists between a spirit and a body" (2:327), he concluded that:

In every case, after discussing our lack of philosophical understanding, Kant did not express hope that philosophy would make progress on this in the future. Instead, he appealed to "the limits of our understanding" to explain his affirmation that "every rational being will readily admit that human understanding has reached its limit" in, for example, merely recognizing that forces exist or that the body and soul form a unity (2:322). This explains why Cassirer, Fischer, and Butts were wrong to see Kant's skepticism as Humean: Kant's skepticism was not as deep as Hume's because Kant affirmed that we do experience causal connection and that we are entitled to use causal concepts.
 

3.3.2 A distinction: knowing something is real/knowing something's real possibility

Kant distinguished between our everyday use of "ordinary empirical concepts," which he thought was unproblematical because it was based on what is presented to our senses, and our understanding their possibility. Although we can have experience of certain forces, of causal relations, of the unity of body and soul, and of moral feeling, Kant considered it impossible to understand the real possibility of these things. Kant chastened those who "as is commonly the case" assert that "that which belongs to ordinary empirical concepts is usually regarded as if its possibility were also understood" (2:322). He argued that the nature of our experience sets boundaries that make it impossible for philosophical argumentation to display the possibility or ground of forces, and he concluded that "the inevitable result must, therefore, be a kind of unthinkability" (2:323). Philosophy may raise, but it can never settle, the "deepest and darkest questions" about the possibility of concepts, including the concepts central to physical influx and the mind/body problem (2:322).

Although we cannot understand the fundamental basis of any force, Kant argued, we posses even less knowledge of the forces of souls than we do of those of bodies. First, the science of bodies had progressed much farther than the science of souls: there had been no Newton to describe the laws of souls' forces. Second, there are special obstacles for understanding those laws, for while we can discover the laws of bodies by observing their motions and doing physics, this is not true of souls. The reason why there had been no Newton of the soul, Kant may have believed, was that finding laws for souls would require possessing the sort of metaphysical knowledge that Kant now considered unattainable.

One way to understand the shift in Kant's estimation of the power of philosophical reasoning is to consider how his use of the limits of experience to set boundaries for philosophical inquiry foreshadowed themes that were extremely important to his critical system of philosophy. For example, as I examine in the next chapter, Kant's appeal to the limits of experience anticipated, at least faintly, his critical concern with the limits of experience and judgment.

When discussing early anticipations of critical themes, however, it is important to notice ways that Kant's views were not critical. Kant had not yet shed dogmatic rationalism in its entirety. For example, in the Second Antinomy section of the Critique of Pure Reason, Kant rejected an element of his pre-critical monadism, namely the claim that matter is a composite of a finite number of simple substances that exert forces on each other. Kant's emphasis, in Dreams of a Spirit Seer, on things that present themselves to experience suggest that he was also too quick to embrace an unsophisticated empiricism.

Kant had not yet grasped the power of transcendental argumentation, a form of argumentation that he would later use to reject both dogmatic rationalism and uncritical empiricism. Kant's critical breakthrough involved not just taking seriously the limits of experience, but also regaining confidence that philosophy can go beyond the narrow limits set by merely empirical epistemic criteria.
 

3.3.3 Recognizing a force without understanding it

Kant took it for granted that the constituents of material objects in space possess a "true force" which is "a force of repulsion" (2:322). Likewise, he affirmed without additional argumentation that these forces explain why "[a]ll matter offers a resistance in the space which it occupies" and therefore is impenetrable (2:322). Here he tempered his transcendental realism with a theme that anticipated a crucial part of his critical transcendental idealism, the unknowability of things in themselves. It was a central thesis of Dreams of a Spirit-Seer that being able to posit the existence of a phenomenon or object in no way guarantees that what is posited can be the subject of philosophical analysis. For example, Kant remarked about matter's impenetrability, "although the resistance which something exercises in the space which it occupies is thus recognized…it is not for that reason understood" (2:322).

As I discussed in section 3.2.2 above, Kant made an even stronger claim about mind/body interaction, namely that the difficulty of understanding how souls could be in space makes mind/body interaction unthinkable. Although this claim went beyond the claim that mind/body interaction was not understood by reason, Kant was careful to point out that it did not entail the impossibility of this interaction. He argued:

In contrast to his earlier account of embodied souls, Kant found it problematical to suppose that souls are present in space and act on bodies by exerting physical force on them. To deny, as Kant did, that souls possess a repulsive force was to reject the only account he had of how souls could be present in space and therefore could be possible objects of sensation. As things that do not present themselves to the senses, spiritual substances would be unthinkable by human reason. Kant cautioned that this conclusion did not imply the impossibility of souls' presence in space, and one can infer from this that he did not think it entailed metaphysical materialism. What this argument did show was that there was a special reason for thinking that the forces of souls are harder to recognize than bodies. If we are denied the "concept by means of which the things present themselves" to our senses, then there may even be a sense in which we cannot fully recognize mind/body interaction.
 

3.3.4 Skeptical conclusions

Kant argued that, although there is no contradiction in claiming that simple immaterial substances can be present in space, there was no prospect of understanding how they could possess a sphere of activity. He commented that possibilities like this "can never be rendered distinct" since "that is never possible with the fundamental relations of causes and effects" (2:323). In 1747, Kant was confident that he had understood the real possibility of mind/body interaction, for "the soul must have outward effects simply because it is in space" (1:102). Two decades later, Kant was poised to admit that souls' manner of existence in space is "unthinkable"—though not impossible—and thus that spiritual forces are even farther beyond the reach of reason than the forces of matter.

To be sure, Kant's conception of what spirits might be was familiar from his earlier writings. Kant agreed that there might exist simple immaterial substances that "occupy a space…without filling it." However, spirits cannot possess the repulsive force which provided physical monads with impenetrability (2:323). Kant summarized:

As completely penetrable beings, immaterial spirits would be present in space without filling space. However, such beings could offer no resistance to physical bodies, which made it a mystery how they could affect or be affected by matter. Kant retained the idea that spirits are present in space only if they are active in that space; how this could be true of penetrable spirits was something that Kant found unthinkable. He concluded only that "there is no demonstrable contradiction confronting me, even though the thing itself remains unintelligible" (2:323). Matter acts in space through the joint action of two forces, an omnipresent gravitational force and a repulsive force, but spirit cannot act in this way because it is penetrable and thus cannot possess a repulsive force. If spirit acts in space, it does so in virtue of forces whose real possibility is not merely unknowable in virtue of a force that it itself unthinkable.

 

 

3.4 Speculations on materialism

In this section, I discuss how Kant's original project of explaining how something material acts on matter was undermined by his inability to prove that souls were not physical monads. In section 3.4.1, I discuss Kant's criticism on these grounds of what he took to be a standard view, namely that the soul exists in some tiny empty space within the body. As I discussed in Chapter Two, Kant opposed this view on the grounds that it conflicted with our experience of sensation. Specifically, Kant complained that there is no way to prove that souls do not possess the same material nature as physical monads, the simple constituents of matter. Since Kant had already argued that souls do not possess at least one property of physical monads (viz., a repulsive force), this was a serious flaw that, in his estimation, meant that the standard account of the location of the soul entailed a form of materialism. I discuss this in section 3.4.2.

Kant surely did not overlook that the same complaint could be lodged against the account of metaphysical dualism he gave in the 1750s, an account that maintained that, in accordance with the divine schema of our world, souls and physical monads exist space in virtue of spheres of activity generated by the conjoint action of attractive and repulsive forces. In section 3.4.3, I evaluate Kant's admission that there was no hope of repairing his metaphysical system. Among my conclusions are that Kant's attitude was not influenced by Hume, that Kant endorsed certain metaphysical positions—including metaphysical dualism—for which he believed no decisive proof was possible, and that the textual evidence in Dreams of a Spirit-Seer provided no clear picture of whether Kant still endorsed an account of embodied cognition.
 

3.4.1 The soul is not material

In Dreams of a Spirit-Seer, Kant asked his reader to "suppose that it has been proved that the human soul was a spirit" (2:324). He then argued that nothing in experience teaches us to locate the soul in a vacant part of the body. He criticized this idea, "which is commonly entertained," on the grounds that it undermined the project of explaining how something immaterial acts on matter because it provided no way of distinguishing what is supposedly immaterial from matter. Specifically, Kant complained that the common view of the soul's location entailed that there would be no criterion for distinguishing simple souls from the simple constituents of matter, physical monads: "one would no longer be able to recognize with certainty any distinctive mark of the soul, which distinguished it from the raw elementary matter of corporeal natures" (2:327). Moreover, he concluded, the common view explained neither why we locate sensations in parts of the body away from our brains nor why we represent objects as existing outside of the brain (2:324).

As I argued in the last chapter, Kant's early metaphysics resolved both of these problems. It took as a fundamental tenet that the soul fully penetrates the body and thus that soul and body interact precisely at the places where we locate our sensations. Kant retained this view in Dreams of a Spirit-Seer, commenting that "I would insist on its strict refutation before I could be persuaded to dismiss as absurd what used to be said in the schools: My soul is wholly in my whole body, and wholly in each of its parts" (3:325). However, as I have shown in this chapter and in section 2.4 above, Kant's could not prove that souls did not have the same material nature as physical monads.
 

3.4.2 Reflections on metaphysical dualism

Kant had maintained that souls are in space in precisely the same manner as physical monads, namely in virtue of spheres of activity generated by the conjoint action of attractive and repulsive forces. In Dreams of a Spirit-Seer, he acknowledged that this account undermined the distinction between physical and spiritual substance. He pointed out that we might as well drop the notion of spiritual substance altogether and attribute "the power of understanding" to the "confluence of nerves" in a body:

This view of the soul's location collapsed the traditional distinction between body and soul, which entailed that the soul is mortal; "in such a case," he asked, "would not this thinking 'I' be subject to the common fate of material natures?" (2:327). This is an instance of a pattern that repeats throughout the first part of Dreams of a Spirit-Seer: although Kant explicitly criticized either Swedenborg or other unnamed philosophers, his criticisms focused on problems in his own earlier account of mind/body interaction.
 

3.4.3 An unfathomable mystery

I have demonstrated that, in Dreams of a Spirit-Seer, Kant confronted the major crisis facing his early metaphysics: his claim that souls fully penetrate their bodies was inconsistent with his claim that souls act in space through the exertion of attractive and repulsive forces. Kant concluded that metaphysics cannot explain how souls could participate in a community of reciprocal action with material things:

In Living Forces, Kant argued that there was a straightforward response to these objections: the moving forces of objects in space are merely phenomena of the successive exertion of substances' vis activa. He argued there that the successive exertion of vis activa served as the metaphysical ground of mechanical interaction and explained the possibility of interaction between spirits and spirits and spirits and matter.

In Dreams of a Spirit-Seer, Kant concluded that the very questions that Kant had answered with confidence before now "far transcend our powers of understanding" (2:328). Kant affected a newfound modesty, affirming that "I am not normally particularly bold in measuring the capacity of my understanding against the mysteries of nature" (ibid.). Palmquist, Butts, Cassirer, and Fischer have all noted Kant's new attitude. Palmquist implausibly argues that Dreams of a Spirit-Seer employs a fully critical methodology. Cassirer, Butts, and Fischer each argued wrongly that Kant was influenced by Humean skepticism. Although less egregious than Palmquist's, the Humean interpretation ignores Kant's affirmation that we experience causal connection. Kant's skeptical doubt was that philosophy can never understand causal powers, not that we are not entitled to use causal concepts. Even if Kant had read some of Hume's skeptical arguments, Kant's early skepticism was not Hume's.

Kant pessimistically predicted that metaphysics will ever be powerless to understand causality, force, and the relation of the soul to the body:

The textual evidence is unclear about whether Kant had given up on the embodied cognition he presented in the Universal Natural History. In this passage, he seems to mix his older account of the role of the body in cognition with a new notion of intellectual representation:

When he appealed to "one single subject," Kant suggested that the substance that is our soul can be understood in two different ways, each of which supported a different type of knowledge about the soul.

Kant's skepticism made the prospects for this line of inquiry look bleak. Indeed, again and again Kant concluded that an account of how body and soul act on each other lies beyond the boundaries of all argumentation. As I showed in the previous section, there were two reasons for this: we cannot understand the fundamental nature of any force, physical or mental, and there is a sense in which mental force is unthinkable to us and thus that we cannot even recognize it. This dour passage is representative:

In 1766, Kant had given up the task of giving a philosophical account of the manner in which souls can be present and act in space. He also admitted that there are no philosophical proofs that souls are not physical monads:

Even though in 1766 Kant had abandoned the metaphysical ambitions of the first two decades of his philosophic career, his skepticism about the powers of philosophical argumentation would eventually give away to the more nuanced views of the critical period. In the next chapter, I examine a text written late in the pre-critical period where Kant gave a new solution to the mind/body problem.

 

NOTES

107.  Kant had also published several works on aesthetics and ethics and a wide range of scientific works in the fields of physics, astronomy, geology, meteorology, anthropology, and psychology.

108.  Irving Polonoff, Force, Cosmos, Monads and Other Themes of Kant's Early Thought (Bonn: Bouvier Verlag Herbert Grundmann, 1973), p. 157.

109.  Alison Laywine, Kant's Early Metaphysics, p. 123.

110.  Alison Laywine, Kant's Early Metaphysics, p. 123.

111.  This work is available in an English translation by John Faulkner Potts (New York: Swedenborg Foundation, 1949).

112.  See sections 3.24 and 3.3 below.

113. Ernest Cassirer trenchantly asked about this Dreams of a Spirit-Seer:

114.  See particularly the second edition of Vaihinger's Kommentar zu Kants Kritik der Reinen Vernunft (Stuttgart: Union Deutsche Verlagsgesellschaft, 1922). Laywine discusses Vaihinger's interpretation (1993:16-18). She counts two of the English translators of Dreams of a Spirit-Seer as members of this camp, namely Goerwitz and Manolesco. See Kant's Early Metaphysics, pp. 148-49.

115.  See Palqmquist's "Kant's Critique of Mysticisim (I)," Philosophy and Theology 3 (1989), 355-384.

116.  See Cassirer's Kant's Life and Thought, pp. 77-92 and Fischer's Geschichte der neuern Philosophie, volume four (Heidelberg: Carl Winters Universitätsbuchhandlung, 1898).

117.  See de Vleeschauwer's The Development of Kant's Thought (London: Thomas Nelson and Sons, 1962) and Beck's Early German Philosophy (Cambridge: Harvard University Press, 1964), pp. 444-46.

118.  See Shell's The Embodiment of Reason (Chicago: Chicago University Press, 1996).

119.  See Butts' Kant and the Double Government Methodology (Dordrecht, The Netherlands: D. Reidel Publishing Company, 1984). Butts' interesting speculations about the double government methodology fall outside the scope of this study.

120.  Laywine, Kant's Early Metaphysics, p. 15.

121.  Laywine, Kant's Early Metaphysics, p. 24.

122.  Laywine, Kant's Early Metaphysics, p. 1.

123.  On this, see section 3.3 below.

124.  A characteristic feature of Kant's writing at this time was that Kant criticized his own work only indirectly in the sense that he did not explicitly apply his newly skeptical attitudes about metaphysics to his earlier views. It is a main thesis of this chapter that Kant wrote about Swedenborg in a way that allowed him to begin to work through the problems with his own metaphysics.

125.  Kant to Charlotte von Knoblauch on 18 August 1763. Laywine discusses this letter in Kant's Early Metaphysics, pp. 72-74.

126.  Laywine discusses Swedenborg's respectable and successful career in Kant's Early Metaphysics, pp. 57-61.

127.  His willingness to say this in private is amply clear in the letter to von Knoblauch. There is a certain irony in Kant's confident assertion that this story is special because it "must be possible to furnish a complete proof of its truth or falsity." Alison Laywine has informed me that the fire occurred in 1756, not "toward the end of 1759" (Personal e-mail, "The Date of the Fire in Stockholm," 18 September 1996).

128.  See sections 2.1.2 and 2.4 above.

129  I am grateful to Hannah Ginsborg, who emphasized this point in her comments on an earlier draft of this dissertation.

130  I am grateful to Daniel Warren for raising this point in discussion.

131.  Doing this advances our understanding of Kant's accomplishments in the Critique of Pure Reason, and helps refute less sophisticated theories of the development of the critical philosophy such as Palmquist's claim that Dreams of a Spirit-Seer was a fully critical work. This is a point that Hannah Ginsborg emphasized in discussion.

132.  I owe this example to Daniel Warren.

133.  On this see section 3.3.3. below.

134.  Daniel Warren emphasized this point in discussion.

135.  On his earlier account see sections 1.5 and 1.6 above.

136.  It remains unclear to me how far Kant was willing to take this point. His point about this concept, which we lack, raised questions about how we could recognize mind/body interaction, but Kant did not unequivocally state that we could not recognize this and he did not address cases where we apparently can experience it, for example one's own voluntary motion. In section 3.3.1 above, I discussed a passage where Kant held that "the influence of incorporeal beings…can at best be acknowledged to exist" (2:321). The textual evidence makes it extremely hard to know how far Kant's unthinkability thesis really went.

137.  This line of thought departs significantly from Kant's early criticism of the vis motrix view. Here Kant emphasized how experience is central to our knowledge of body/body interactions. As I demonstrated in section 1.2. above, in Living Forces Kant was harshly critical of a similar empiricism held by Leibniz's successors.

138.  Recall my discussion, in section 2.1.2 above, of Kant's argument that that substances cannot act in our world by exercising an attractive force alone.

139.  See section 2.4.4 above.

140.  See section 2.4 above.

141.  See section 1.4 above.

142.  The case of those concepts as applied to body/body interaction is clearer than the case of mind/body or spirit/spirit interaction. If the unthinkability thesis is given a relatively strong interpretation, Kant may have been committed to the view that we aren't entitled to use causal concepts in those contexts. See section 3.3 above.